Signals: what companies filed this week

Auditor changes, late filings, going-concern doubts, delistings, CEO and CFO exits, insider-sale clusters, new 5%+ stakes, layoffs, bankruptcies and large private raises, from the filings themselves, usually within hours. Strongest first.

Strongest this week

Bankruptcy filingKaryopharm Therapeutics Inc. KPTI Filed November 3, 2026"On November 2, 2026 (the "Petition Date"), Karyopharm Therapeutics Inc. (the "Company") and its subsidiary, KPT Texas LLC (the "Subsidiary" and, together with the Company, the "Debtors") filed voluntary petitions (the "Bankruptcy Petitions" ..."
Bankruptcy filingGetty Images Holdings, Inc. GETY, GETYQ Filed October 26, 2026"On October 21, 2026, the Company and its subsidiaries Getty Images, Inc., Griffey Midco (DE), LLC, Abe Investment Holdings, Inc., Getty Images (US), Inc., Getty Images News Services (PRC), Inc. and Getty Images (Seattle), Inc. (collectively ..."
Auditor changeCITIZENS FINANCIAL GROUP INC/RI CFG, CFG-PE, CFG-PH, CFG-PI Filed October 30, 2026"(a) Dismissal of Independent Registered Public Accounting Firm On October 28, 2026, the Audit Committee (the "Audit Committee") of the Board of Directors of Citizens Financial Group, Inc. (the "Company") approved the decision to change the ..."
Delisting noticeINTERNATIONAL BUSINESS MACHINES CORP IBM Filed November 2, 2026"Class of security: 42,000,000,000 0.30% Notes Due 2026. Exchange: NEW YORK STOCK EXCHANGE."
Delisting noticeLiveRamp Holdings, Inc. RAMP Filed November 2, 2026"Class of security: Common Stock. Exchange: NEW YORK STOCK EXCHANGE."
Delisting noticeLXP Industrial Trust LXP, LXP-PC Filed November 2, 2026"Class of security: Common Stock (Maryland REIT); 6.5% Series C Cumulative Convertible Preferred Stock. Exchange: NEW YORK STOCK EXCHANGE."
Delisting noticeKenvue Inc. KVUE Filed November 2, 2026"Class of security: Common Stock. Exchange: NEW YORK STOCK EXCHANGE."
Delisting noticeDirect Digital Holdings, Inc. DRCT Filed November 2, 2026"Exchange: nasdaq."
Delisting noticeNATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/ NRUC Filed November 2, 2026"Class of security: 7.35% Collateral Trust Bonds due November 1, 2026. Exchange: NEW YORK STOCK EXCHANGE."
Delisting noticeRunway Growth Finance Corp. RWAY, RWAYI, RWAYL, RWAYM Filed November 2, 2026"Class of security: SWK Holdings Corporation 9.00% Senior Notes due 2027 9.00% Senior Notes due 2027. Exchange: Nasdaq Stock Market."
Delisting noticeSUPERNUS PHARMACEUTICALS, INC. SUPN Filed November 2, 2026"Class of security: Common Stock. Exchange: Nasdaq Stock Market."
Delisting noticeLunai Bioworks Inc. LNAI Filed November 2, 2026"Exchange: Nasdaq Stock Market."
Delisting noticeCBIZ, Inc. CBZ Filed November 2, 2026"Class of security: Common Stock. Exchange: NEW YORK STOCK EXCHANGE."
Auditor changeESG Inc. ESGH Filed October 29, 2026"(a) Former Independent Registered Public Accounting Firm. On October 26, 2026, TQ International, PLLC (formerly Tang Qian & Associates, PLLC) ("TQ") resigned as the independent registered public accounting firm of ESG Inc. (the "Company"), ..."
Bankruptcy filingLeslie's, Inc. LESL, LESLQ Filed October 22, 2026"As previously reported, on September 30, 2026 (the "Petition Date"), Leslie's, Inc. (the "Company") and its subsidiaries Leslie's Poolmart, Inc., Cortz, Inc., LPM Manufacturing, Inc., Horizon Spa & Pool Parts, Inc., Hot Tub Works, LLC, Pool ..."
Auditor changeOcean Power Technologies, Inc. OPTT Filed October 28, 2026"(a) Dismissal of Previous Independent Registered Public Accounting Firm . Effective June 2, 2025, Moss Adams LLP ("Moss Adams"), our independent registered public accounting firm for the fiscal year ended April 30, 2025, completed its merge ..."
Going-concern doubtRafael Holdings, Inc. RFL Filed October 29, 2026"Risks Related to Our Financial Condition and Capital Needs Substantial doubt exists regarding our ability to continue as a going concern, and we will require additional financing to fund our operations."
Delisting noticeMCKESSON CORP MCK Filed October 30, 2026"Class of security: 1.625% Notes due 2026. Exchange: NEW YORK STOCK EXCHANGE."
Delisting noticeEagle Point Income Co EIC, EICA Filed October 30, 2026"Class of security: 5.00% Series A Term Preferred Shares due 2026. Exchange: NEW YORK STOCK EXCHANGE."
Delisting noticeGameStop Corp. GME, GME-WT Filed October 30, 2026"Class of security: Warrants to Purchase Common Stock. Exchange: NEW YORK STOCK EXCHANGE."
Auditor changeTerra Innovatum Global N.V. NKLR Filed October 27, 2026"Engagement of New Independent Registered Public Accounting Firm On October 23, 2026, Terra Innovatum Global N.V. (the "Company") formally engaged MaloneBailey, LLP ("MaloneBailey") as its independent registered public accounting firm for th ..."
Auditor changeElite Express Holding Inc. ETS Filed October 26, 2026"of the Original Form 8-K with respect to the date of dismissal of Golden Eagle CPAs LLC ("Golden Eagle"). Except as expressly set forth in this Amendment, this Amendment does not modify or update any other disclosure contained in the Origin ..."
Delisting noticeDynamix Corp DYNC, DYNCU, DYNCW Filed October 29, 2026"Class of security: Class A Ordinary Shares, Units, Warrants. Exchange: Nasdaq Stock Market."
Going-concern doubtHartman vREIT XXI, Inc. Filed November 3, 2026"Management has concluded that there is substantial doubt regarding the Company's ability to continue as a going concern within one year of the issuance date of these consolidated financial statements, due to uncertainty about the ability to ..."
Going-concern doubtMICROVISION, INC. MVIS Filed October 30, 2026"In the meantime, however, the combination of the higher cash burn during the first half of 2026 with historical losses and current liquidity, when analyzed in the aggregate in accordance with Accounting Standards Codification ("ASC") 205-40 ..."
Delisting noticeVERIZON COMMUNICATIONS INC VZ Filed October 27, 2026"Class of security: 1.375% Notes due 2026. Exchange: NEW YORK STOCK EXCHANGE."
Layoffs reportedVital Farms, Inc. VITL Filed November 3, 2026"On October 30, 2026, management of the Company determined in good faith that the Company expects to incur costs and charges associated with the wind-down that are now reasonably estimable, as follows: Description Estimated Range Cash / Non- ..."
Layoffs reportedUltragenyx Pharmaceutical Inc. RARE Filed November 3, 2026"The Company estimates that it will incur approximately $25 million in total restructuring and restructuring-related charges, consisting primarily of employee severance payments and other employee-related costs."
Delisting noticeApollo Commercial Real Estate Finance, Inc. ARI Filed October 27, 2026"Exchange: New York Stock Exchange."
Delisting noticeInvestment Managers Series Trust II Filed November 3, 2026"Class of security: Tradr 2X Short SMR Daily ETF. Exchange: Cboe BZX."

Everything else, by day

November 4, 2026
Insider sales clusterICON PLC ICLR Filed November 4, 2026
November 3, 2026
Delisting noticeThemes ETF Trust Filed November 3, 2026
New 5%+ stake (13D)ADM Tronics Unlimited, Inc. Filed November 3, 2026
New 5%+ stake (13D)SPACCircle Acquisition Corp. Filed November 3, 2026
Insider sales clusterSeagate Technology Holdings plc STX Filed November 3, 2026
Insider sales clusterWORLD ACCEPTANCE CORP WRLD Filed November 3, 2026
Insider sales clusterCME GROUP INC. CME Filed November 3, 2026
Insider sales clusterVISA INC. V Filed November 3, 2026
Insider sales clusterAerCap Holdings N.V. AER Filed November 3, 2026
Insider sales clusterCARVANA CO. CVNA Filed November 3, 2026
Insider sales clusterFold Holdings, Inc. FLD Filed November 3, 2026
Insider sales clusterVesta Real Estate Corporation, S.A.B. de C.V. VTMX Filed November 3, 2026
Insider sales clusterRADWARE LTD RDWR Filed November 3, 2026
Insider sales clusterNUCOR CORP NUE Filed November 3, 2026
Insider sales clusterPROCTER & GAMBLE Co PG Filed November 3, 2026
Insider sales clusterRYDER SYSTEM INC R Filed November 3, 2026
Insider sales clusterWaste Connections, Inc. WCN Filed November 3, 2026
Insider sales clusterASSEMBLY BIOSCIENCES, INC. ASMB Filed November 3, 2026
Insider sales clusterVERISIGN INC/CA VRSN Filed November 3, 2026
New 5%+ stake (13D)Penguin Solutions, Inc. page Filed November 3, 2026
Insider sales clusterKiniksa Pharmaceuticals International, plc KNSA Filed November 3, 2026
Insider sales clusterCircle Internet Group, Inc. CRCL Filed November 3, 2026
Insider sales clusterREGENERON PHARMACEUTICALS, INC. REGN Filed November 3, 2026
Going-concern doubtMAGELLAN COPPER & GOLD Corp MAGE Filed November 3, 2026
Going-concern doubtSyra Health Corp SYRA Filed November 3, 2026
Going-concern doubtUniversal Token UTKN Filed November 3, 2026
Going-concern doubtGIFTIFY, INC. GIFT Filed November 3, 2026
Going-concern doubtPalisades Venture Inc. PVIT Filed November 3, 2026
Going-concern doubtNORTHERN MINERALS & EXPLORATION LTD. NMEX Filed November 3, 2026
Going-concern doubtInMed Pharmaceuticals Inc. INM Filed November 3, 2026
Going-concern doubtFlux Power Holdings, Inc. FLUX Filed November 3, 2026
Going-concern doubtNewbridge Acquisition Ltd NBRG, NBRGR, NBRGU Filed November 3, 2026
Going-concern doubtGPODS, INC. GPOD Filed November 3, 2026
Going-concern doubtEchoStar CORP ECHO Filed November 3, 2026
Going-concern doubtViskase Holdings, Inc. VISK Filed November 3, 2026
Going-concern doubtFusemachines Inc. FUSE, FUSEW Filed November 3, 2026
Going-concern doubtLimitless Projects Inc. LLPS Filed November 3, 2026
Large private raiseServal Inc. Filed November 3, 2026
Going-concern doubtAllegro Merger Corp. Filed November 3, 2026
November 2, 2026
Layoffs reportedKIMBERLY CLARK CORP KMB Filed November 2, 2026
Late filing noticeRED ROBIN GOURMET BURGERS INC RRGB Filed November 2, 2026
New 5%+ stake (13D)Vertical Data Inc. Filed November 2, 2026
Delisting noticeMorgan Stanley ETF Trust Filed November 2, 2026
New 5%+ stake (13D)MSG Rangers Corp. Filed November 2, 2026
New 5%+ stake (13D)Hamilton Lane Venture Capital & Growth Fund Filed November 2, 2026
New 5%+ stake (13D)Narragansett Bancorp, Inc. Filed November 2, 2026
Going-concern doubtSafeguard Acquisition Corp. SAC, SAC-UN, SAC-WT Filed November 2, 2026
Insider sales clusterDime Commercial Bancshares, Inc. /NY/ DCOM Filed November 2, 2026
Insider sales clusterNurix Therapeutics, Inc. NRIX Filed November 2, 2026
Insider sales clusterFIFTH THIRD BANCORP FITB Filed November 2, 2026
Insider sales clusterEnova International, Inc. ENVA Filed November 2, 2026
Insider sales clusterETSY INC ETSY Filed November 2, 2026
Delisting noticeAurora Innovation, Inc. AUR, AUROW Filed November 2, 2026
New 5%+ stake (13D)Dine Brands Global, Inc. page Filed November 2, 2026
New 5%+ stake (13D)Seer, Inc. page Filed November 2, 2026
New 5%+ stake (13D)MAXCYTE, INC. page Filed November 2, 2026
Insider sales clusterINTUITIVE SURGICAL INC ISRG Filed November 2, 2026
Insider sales clusterIbotta, Inc. IBTA Filed November 2, 2026
Going-concern doubtSHORE BANCSHARES INC SHBI Filed November 2, 2026
Going-concern doubtSports Entertainment Gaming Global Corp SEGG, LTRYW Filed November 2, 2026
Going-concern doubtMINERALRITE Corp RITE Filed November 2, 2026
Going-concern doubti-80 Gold Corp. IAUX, IAUX-WT Filed November 2, 2026
Large private raiseMoFlo Acquisitions, Inc. Filed November 2, 2026
Going-concern doubtCalor Del Sol Inc. Filed November 2, 2026
Going-concern doubtIndigo Acquisition Corp. INAC, INACR, INACU Filed November 2, 2026
October 30, 2026
Layoffs reportedFTI CONSULTING, INC FCN page Filed October 30, 2026
Layoffs reportedVistagen Therapeutics, Inc. VTGN page Filed October 30, 2026
Late filing noticeNaploy Corp. NPLY Filed October 30, 2026
Late filing noticeConcrete Leveling Systems Inc CLEV Filed October 30, 2026
Late filing noticeGuru App Factory Corp GAFC Filed October 30, 2026
Late filing noticeBitari Inc BIAI Filed October 30, 2026
New 5%+ stake (13D)LEE ENTERPRISES, Inc page Filed October 30, 2026
Delisting noticeSimplify Exchange Traded Funds Filed October 30, 2026
Insider sales clusterTEXAS INSTRUMENTS INC TXN Filed October 30, 2026
Insider sales clusterSIERRA BANCORP BSRR Filed October 30, 2026
Insider sales clusterCHEESECAKE FACTORY INC CAKE Filed October 30, 2026
Delisting noticeBiofrontera Inc. BFRI, BFRIW Filed October 30, 2026
New 5%+ stake (13D)Bradbury Capital Inc. page Filed October 30, 2026
New 5%+ stake (13D)Ives Ultra AI Opportunities Inc. page Filed October 30, 2026
Insider sales clusterPACS Group, Inc. PACS Filed October 30, 2026
Insider sales clusterDutch Bros Inc. BROS Filed October 30, 2026
Insider sales clusterZoom Communications, Inc. ZM Filed October 30, 2026
Going-concern doubtScientist Home Future Health Ltd SHFH Filed October 30, 2026
Going-concern doubtSCORES HOLDING CO INC SCRH Filed October 30, 2026
Going-concern doubtNaploy Corp. NPLY Filed October 30, 2026
Large private raiseGeneral Compute Inc. Filed October 30, 2026
Large private raiseFaraday Copper Corp. Filed October 30, 2026
Large private raisePowerlattice Technologies Inc Filed October 30, 2026
Large private raiseUSM Procurement 8 LLC Filed October 30, 2026
Going-concern doubtMira Qon Corp Filed October 30, 2026
Going-concern doubtASPAC II Acquisition Corp. ASCBF, ASCRF, ASCWF, ASUUF Filed October 30, 2026
October 29, 2026
Late filing noticeNORTHERN MINERALS & EXPLORATION LTD. NMEX Filed October 29, 2026
Late filing noticeTianci International, Inc. CIIT Filed October 29, 2026
Late filing noticeSafeSpace Global Corp SSGC Filed October 29, 2026
Late filing noticeCrisp Momentum Inc. CRSF Filed October 29, 2026
New 5%+ stake (13D)LUDWIG ENTERPRISES, INC. page Filed October 29, 2026
New 5%+ stake (13D)Zevia PBC page Filed October 29, 2026
Delisting noticeKrane Shares Trust Filed October 29, 2026
Insider sales clusterTRAVELERS COMPANIES, INC. TRV Filed October 29, 2026
Delisting noticeSports Entertainment Gaming Global Corp SEGG, LTRYW Filed October 29, 2026
New 5%+ stake (13D)Nano-X Imaging Ltd. page Filed October 29, 2026
New 5%+ stake (13D)Forge Nano Holdings, Inc. page Filed October 29, 2026
Insider sales clusterSamsara Inc. IOT Filed October 29, 2026
Going-concern doubtSiltrium Tech Corp SLTC Filed October 29, 2026
Going-concern doubtGPO Plus, Inc. GPOX Filed October 29, 2026
Going-concern doubtHAMMER TECHNOLOGY HOLDINGS CORP. HMMR Filed October 29, 2026
Late filing noticeORIGIN TEA INC. Filed October 29, 2026
Going-concern doubtPURE BIOSCIENCE, INC. PURE Filed October 29, 2026
Going-concern doubtCONECTISYS CORP CONC Filed October 29, 2026
Going-concern doubtImmuneering Corp IMRX Filed October 29, 2026
Large private raiseWestrock Coffee Co Filed October 29, 2026
Large private raiseAngle Health, Inc. Filed October 29, 2026
Going-concern doubtAA Mission Acquisition Corp. II YCY, YCY-UN, YCY-WT Filed October 29, 2026
October 28, 2026
Auditor changeALPHATIME ACQUISITION CORP Filed October 28, 2026
Late filing noticeHartford Creative Group, Inc. HFUS Filed October 28, 2026
Layoffs reportedLENZ Therapeutics, Inc. LENZ page Filed October 28, 2026
Late filing noticePanamera Holdings Corp PHCI Filed October 28, 2026
Layoffs reportedDROPBOX, INC. DBX page Filed October 28, 2026
Insider sales clusterSymbotic Inc. SYM Filed October 28, 2026
New 5%+ stake (13D)NewHydrogen, Inc. page Filed October 28, 2026
New 5%+ stake (13D)Smith & Wesson Brands, Inc. page Filed October 28, 2026
Delisting noticeAdvisor Managed Portfolios Filed October 28, 2026
Going-concern doubtSlam Corp. Filed October 28, 2026
New 5%+ stake (13D)BankUnited, Inc. page Filed October 28, 2026
Going-concern doubtBriaCell Therapeutics Corp. BCTX, BCTXL, BCTXZ Filed October 28, 2026
Going-concern doubtGlobaltek Ventures, Inc. ATVK Filed October 28, 2026
Going-concern doubtAmBase Corp ABCP Filed October 28, 2026
Going-concern doubtDBV Technologies S.A. DBVT, DBVTF Filed October 28, 2026
Going-concern doubtReplimune Group, Inc. REPL Filed October 28, 2026
Going-concern doubtVanguard Green Investment Ltd VGES Filed October 28, 2026
Going-concern doubtNewHydrogen, Inc. NEWH Filed October 28, 2026
Going-concern doubtOdyssey Health, Inc. ODYY Filed October 28, 2026
October 27, 2026
Insider sales clusterOpus Genetics, Inc. IRD Filed October 27, 2026
Layoffs reportedArtiva Biotherapeutics, Inc. ARTV page Filed October 27, 2026
Late filing noticeQuantum Genesis AI Corp. QGAI Filed October 27, 2026
Delisting noticePROSHARES TRUST Filed October 27, 2026
Delisting noticeUSCF ETF Trust Filed October 27, 2026
Delisting noticeFranklin Templeton ETF Trust Filed October 27, 2026
Delisting noticeEA Series Trust Filed October 27, 2026
Insider sales clusterMaplebear Inc. CART Filed October 27, 2026
Going-concern doubtMercalot Inc. MRCL Filed October 27, 2026
Going-concern doubtTechCom, Inc. TCRI Filed October 27, 2026
Going-concern doubtCavitation Technologies, Inc. CVAT Filed October 27, 2026
Large private raiseCID Holdco, Inc. Filed October 27, 2026
Large private raiseHertha Metals, Inc. Filed October 27, 2026
Large private raiseCommure, Inc. Filed October 27, 2026
October 26, 2026
Delisting noticeElme Communities ELME Filed October 26, 2026
Delisting noticeWeave Communications, Inc. WEAV Filed October 26, 2026
Delisting noticeNATHANS FAMOUS, INC. NATH Filed October 26, 2026
Insider sales clusterInnovAge Holding Corp. INNV Filed October 26, 2026
Layoffs reportedGRAFTECH INTERNATIONAL LTD EAF page Filed October 26, 2026
Layoffs reportedMaplebear Inc. CART page Filed October 26, 2026
New 5%+ stake (13D)PRIMECAP Odyssey Funds page Filed October 26, 2026
New 5%+ stake (13D)APPlife Digital Solutions Inc page Filed October 26, 2026
New 5%+ stake (13D)City Therapeutics, Inc. page Filed October 26, 2026
New 5%+ stake (13D)Hepion Pharmaceuticals, Inc. page Filed October 26, 2026
Delisting noticeETF Opportunities Trust Filed October 26, 2026
New 5%+ stake (13D)SenesTech, Inc. page Filed October 26, 2026
New 5%+ stake (13D)CPS Technologies Corp. page Filed October 26, 2026
New 5%+ stake (13D)Azul S.A. page Filed October 26, 2026
Going-concern doubtHestia Insight Inc. HSTA Filed October 26, 2026
Going-concern doubtAcumen Pharmaceuticals, Inc. ABOS Filed October 26, 2026
Going-concern doubtAtlantis Glory Inc. AGLY Filed October 26, 2026
Going-concern doubtBone Biologics Corp BBLG Filed October 26, 2026
Large private raiseHalo Labs I LLC Filed October 26, 2026
Large private raiseBigHat Biosciences, Inc. Filed October 26, 2026
Large private raiseWarp Sciences Inc. Filed October 26, 2026
Going-concern doubtSeebeks Corp. Filed October 26, 2026
October 23, 2026
Auditor changeMANNATECH INC MTEX Filed October 23, 2026
Delisting noticePerfect Corp. PERF, PERFF Filed October 23, 2026
Delisting noticeArcosa, Inc. ACA Filed October 23, 2026
Delisting noticeGlobal X Funds Filed October 23, 2026
Delisting noticeEXCHANGE TRADED CONCEPTS TRUST Filed October 23, 2026
Delisting noticePGIM ETF TRUST Filed October 23, 2026
New 5%+ stake (13D)Oxford Park Income Fund, Inc. page Filed October 23, 2026
New 5%+ stake (13D)ABEONA THERAPEUTICS INC. page Filed October 23, 2026
Going-concern doubtHOOPS SCOUTING USA HSCT Filed October 23, 2026
Going-concern doubtBTCS Labs Inc. Filed October 23, 2026
Going-concern doubtWidFit Inc. Filed October 23, 2026
October 22, 2026
Layoffs reportedFRACTYL HEALTH, INC. GUTS page Filed October 22, 2026
Layoffs reportedEBAY INC EBAY page Filed October 22, 2026
New 5%+ stake (13D)ATA Creativity Global page Filed October 22, 2026
New 5%+ stake (13D)MATTEL INC /DE/ page Filed October 22, 2026

Not investment advice. Every fact on this page is from the filing it links to; the general meaning of each kind of filing is explained, and nothing here forecasts what the company does next.