CMWA Small Cap Fund LLC
New Form D on file · 2026-09-08 · the record
Bar compares stated amounts only. A raise with no amount on the record is left out rather than counted as zero.
Open the record →What the record says
Everything on the record so far — 2026-09-03 to 2026-09-08. This window lengthens as filings accumulate; it is not yet a year. 88 filings in Other Investment Fund, totalled by day. The dot is this raise, $139.53M, on the same scale — one filing against the whole group's total, so it sits low by construction.
Where this sits on the site
What else this issuer has filed
By form type: D/A ×77 · D ×31 · REGDEX/A ×5 · REGDEX ×4.
| Form | Filed | On EDGAR |
|---|---|---|
| D | 2026-09-08 | open |
| D | 2026-07-07 | open |
| D | 2026-05-01 | open |
| D | 2026-02-05 | open |
| D | 2026-01-02 | open |
| D | 2025-11-04 | open |
| D | 2025-09-02 | open |
| D | 2025-08-05 | open |
| D | 2025-07-02 | open |
| D | 2025-05-05 | open |
The 10 most recent of 117 filings on CIK 0001310990, filed as CMWA Small Cap Fund LLC. Read from the SEC's own submissions feed for this issuer, not from a third party. Incorporated in OH. Full history on sec.gov.
Company officers on record
R. McCreery is named as Executive Officer on the Form D that CMWA Small Cap Fund LLC filed with the SEC on 8 September 2026, one of 4 people that filing names.
Cynthia Resch is named as Executive Officer on the Form D that CMWA Small Cap Fund LLC filed with the SEC on 8 September 2026, one of 4 people that filing names.
Public records were searched under this name on 10 September 2026 — the federal exclusions list and SEC investment-adviser registration, including that register's own disclosure flag. Nothing came back. Names repeat and nothing here was matched on an identifier, so this is not a background check, and an absence from a register is not a clearance.
Douglas Smorag is named as Executive Officer on the Form D that CMWA Small Cap Fund LLC filed with the SEC on 8 September 2026, one of 4 people that filing names.
Public records were searched under this name on 10 September 2026 — the federal exclusions list and SEC investment-adviser registration, including that register's own disclosure flag. Nothing came back. Names repeat and nothing here was matched on an identifier, so this is not a background check, and an absence from a register is not a clearance.
Neal Colby is named as Executive Officer on the Form D that CMWA Small Cap Fund LLC filed with the SEC on 8 September 2026, one of 4 people that filing names.
Public records were searched under this name on 10 September 2026 — the federal exclusions list and SEC investment-adviser registration, including that register's own disclosure flag. Nothing came back. Names repeat and nothing here was matched on an identifier, so this is not a background check, and an absence from a register is not a clearance.
4 people named on the filing — 4 holding an executive role.
Named as of the 2026-09-08 filing. Titles and locations are exactly as the filing states — not independently confirmed elsewhere.
Against the 88 raises on file in Other Investment Fund. Median $25M, largest $3.06B.
Interest Score
Every component below is a field already shown elsewhere on this page.
| Component | What it read | Points |
|---|---|---|
| Raise size against its industry group | 74th percentile of 88 raises on file | 19 / 25 |
| People named on the filing | 4 people named | 8 / 15 |
| Investors already in | 183 stated on the filing | 10 / 10 |
| Filings on record for this issuer | 117 on CIK 0001310990 | 25 / 25 |
| Raise cadence | 108 Form Ds since 2004 | 25 / 25 |
| Total | 87 / 100 = 87 | |
The formula is the table: each component scores against a fixed maximum, the totals are added, and the score is the total divided by the points this record type can carry — 100, not 100 — because a Form D has no field for a website, a repository or a team size, and scoring a filing against components the form cannot hold would rank every filing below every directory entry for being a different kind of document. It measures how much publicly checkable activity surrounds this record today. It is not growth, not traction, not quality, and it is not a prediction.
How does your raise compare?
Enter an amount to place it against the filings on record.
Percentiles are drawn from the 648 Form D filings held here that state an amount, filed between 3 and 8 September 2026 — 620 of them in the 16 industry groups large enough to rank against (5 filings minimum). It is a comparison against what is on record here, not against every raise that exists, and a 6-day window is a snapshot rather than a year.
The nearest raises on file in the same industry group (Other Investment Fund), side by side with this one.
Click a column heading to sort. 87 other records here are in this industry group; the 25 nearest are in the table. Comparison is against records held here, not against every raise that exists. A raise with no stated amount shows as "Not stated" rather than as zero.
- 4 people named on the filing — 4 holding an executive role.
- Bigger than 3 of the 5 comparable raises it is charted against — 60th percentile.
No investor is drawn from a Form D — the form states how many invested and never who.
The full profile
Source Check, INVEST, RECRUIT and Press Requests on CMWA Small Cap Fund LLC
- Source Check — verify Neal B. Colby's other claims against the registers that hold them.
- INVEST — compare this raise against the peers above, on the numbers.
- RECRUIT — see who is already on the team.
- Press Requests — connect with Neal B. Colby for a story.
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Sourced from the filing index on sec.gov. Figures are read directly from the source record; names have not been matched against other people.