Socket Mobile, Inc.: 5%+ holders

Socket Mobile, Inc. has 5 Schedule 13D or 13G filings on record since 2025-10-15. 2 holders' latest filing reports 5% or more of common stock, $0.001 par value per share. Each figure below is the holder's own, as filed, with the filing linked.

Holders

Purpose of Transaction (Item 4)

Bass Charlie

The acquisition of common stock and the 2026 Note by the Bass Trust was for investment purposes only. At the time of the filing of this Amendment, Mr. Bass has no present plans or proposals that relate to or would result in any of the matters described in subparagraphs (a) through (j) of Item 4 of the instructions to Schedule 13D. Mr. Bass is a director of the Issuer, and this Amendment, the disclosures herein, and any future amendments hereto are not intended to, and do not, make disclosures with respect to transactions in which the Issuer may engage to which Mr. Bass is not a party or other matters that Mr. Bass may learn of or be involved with in his capacity as a director of the Issuer.Item 4 of the SCHEDULE 13D/A filed 2026-03-31

Mills Kevin J

On October 13, 2025, the Reporting Person transferred to Mr. Charlie Bass (the Transferee), the Chairman of the Board of Directors, a convertible note with a principal amount of $500,000.00, which is convertible into shares of Common Stock of the Issuer at a future date subject to its terms. The transfer was made for investment management purposes. Except as set forth herein, the Reporting Person has no plans or proposals that would result in any of the actions specified in paragraphs (a) through (j) of Item 4 of Schedule 13D.Item 4 of the SCHEDULE 13D/A filed 2025-10-15

Mills Enrico Kevin

This Amendment No. 2 amends and supplements the Schedule 13D filed June 12, 2025, as amended by Amendment No. 1 filed August 6, 2026 (as so amended, the 'Original Schedule 13D'). Capitalized terms used but not defined herein have the meanings given in the Original Schedule 13D. Except as set forth herein, the disclosure in the Original Schedule 13D is unchanged. On August 10, 2026, the Reporting Person sold in open market transactions all shares of Common Stock previously reported as held directly and in custodial accounts, as described in Item 5(c), and subsequently purchased 10 shares of Common Stock. The Reporting Person continues to hold the 2024 Note and the 2025 Note, which remain subject to the redemption request delivered August 6, 2026 and remain convertible until repayment. Upon repayment of the Notes, the Reporting Person's beneficial ownership will consist of 10 shares of Common Stock.Item 4 of the SCHEDULE 13D/A filed 2026-08-10

Timeline

Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

All recent stakesThat week's stakes