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5%+ stakes · Schedule 13D and 13G

Socket Mobile, Inc.: 5%+ holders

Before you sign with, sell to or invest in Socket Mobile, Inc.

MentionFox check on Socket Mobile, Inc.: no red flags found in 8 sources; 2 items to note (checked 6 November 2026). mentionfox.com/c/stakes/socket-mobile

  • Note: Patent, trademark or copyright suit filed Apr 2013 (court record)
  • Note: Patent, trademark or copyright suit filed Oct 2012 (court record)

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What do you want to do about Socket Mobile, Inc.?

Who has reported owning 5% or more of Socket Mobile, Inc., from Schedule 13D and 13G filings: each holder's stake as filed, the timeline, and the purpose each 13D states, quoted.

As of November 6, 2026, 2 holders' latest Schedule 13D or 13G filings report owning 5% or more of Socket Mobile, Inc. The largest reported stake is Bass Charlie's, at 43.6%. 5 filings are on record since October 15, 2025 (Schedule 13D/A, March 31, 2026).

5 more records on Socket Mobile, Inc. ↓

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Key facts

  • · Holder: Mills Enrico Kevin · Percent: 4.9% · Shares: 426,304 · SCHEDULE 13D/A
  • · Holder: Mills Enrico Kevin · Percent: 8.6% · SCHEDULE 13D/A
  • · Holder: Bass Charlie · Percent: 43.6% · SCHEDULE 13D/A
  • · Holder: Bass Charlie · Percent: 41.3% · SCHEDULE 13D/A
  • · Holder: Mills Kevin J · Percent: 7.1% · SCHEDULE 13D/A
At 5% or more2
Filings5
Latest filing2026-08-10

Socket Mobile, Inc. has 5 Schedule 13D or 13G filings on record since 2025-10-15. 2 holders' latest filing reports 5% or more of common stock, $0.001 par value per share. Each figure below is the holder's own, as filed, with the filing linked.

Holders

HolderPercentSharesLatestEvent date
43.6%5,030,216SCHEDULE 13D/A, 2026-03-312026-03-27
7.1%591,626SCHEDULE 13D/A, 2025-10-152025-10-13
4.9%426,304SCHEDULE 13D/A, 2026-08-102026-08-10

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More on Socket Mobile, Inc. and the records around it.

Socket Mobile, Inc. elsewhere on the record

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What the Full Report on Socket Mobile, Inc. covers

  1. The Short Answer

  2. Which Company This Is

  3. What They Do, And How The Money Works

  4. Who Runs It, And How To Reach Them

  5. The Money: Funding, Valuation, Runway

  6. Who Pays Them, And Who They Are Up Against

  7. Warning Bells

  8. Sources

    13 cited sources found

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Voting and dispositive power, as filed

Reporting personSole votingShared votingSole dispositiveShared dispositiveFiling
Mills Enrico Kevin426,3040426,3040SCHEDULE 13D/A, 2026-08-10

The latest filing identifies Socket Mobile, Inc. by CUSIP 83368E200 and gives its principal executive office as 40675 ENCYCLOPEDIA CIRCLE, FREMONT, CA 94538-2475 (SCHEDULE 13D/A, 2026-08-10).

Purpose of Transaction (Item 4)

Bass Charlie

The acquisition of common stock and the 2026 Note by the Bass Trust was for investment purposes only. At the time of the filing of this Amendment, Mr. Bass has no present plans or proposals that relate to or would result in any of the matters described in subparagraphs (a) through (j) of Item 4 of the instructions to Schedule 13D. Mr. Bass is a director of the Issuer, and this Amendment, the disclosures herein, and any future amendments hereto are not intended to, and do not, make disclosures with respect to transactions in which the Issuer may engage to which Mr. Bass is not a party or other matters that Mr. Bass may learn of or be involved with in his capacity as a director of the Issuer.Item 4 of the SCHEDULE 13D/A filed 2026-03-31

Mills Kevin J

On October 13, 2025, the Reporting Person transferred to Mr. Charlie Bass (the Transferee), the Chairman of the Board of Directors, a convertible note with a principal amount of $500,000.00, which is convertible into shares of Common Stock of the Issuer at a future date subject to its terms. The transfer was made for investment management purposes. Except as set forth herein, the Reporting Person has no plans or proposals that would result in any of the actions specified in paragraphs (a) through (j) of Item 4 of Schedule 13D.Item 4 of the SCHEDULE 13D/A filed 2025-10-15

Mills Enrico Kevin

This Amendment No. 2 amends and supplements the Schedule 13D filed June 12, 2025, as amended by Amendment No. 1 filed August 6, 2026 (as so amended, the 'Original Schedule 13D'). Capitalized terms used but not defined herein have the meanings given in the Original Schedule 13D. Except as set forth herein, the disclosure in the Original Schedule 13D is unchanged. On August 10, 2026, the Reporting Person sold in open market transactions all shares of Common Stock previously reported as held directly and in custodial accounts, as described in Item 5(c), and subsequently purchased 10 shares of Common Stock. The Reporting Person continues to hold the 2024 Note and the 2025 Note, which remain subject to the redemption request delivered August 6, 2026 and remain convertible until repayment. Upon repayment of the Notes, the Reporting Person's beneficial ownership will consist of 10 shares of Common Stock.Item 4 of the SCHEDULE 13D/A filed 2026-08-10

Timeline

FiledHolderPercentFiling
2025-10-15Bass Charlie41.3%SCHEDULE 13D/A
2025-10-15Mills Kevin J7.1%SCHEDULE 13D/A
2026-03-31Bass Charlie43.6%SCHEDULE 13D/A
2026-08-06Mills Enrico Kevin8.6%SCHEDULE 13D/A
2026-08-10Mills Enrico Kevin4.9%SCHEDULE 13D/A

Questions about who owns Socket Mobile, Inc.

Who owns Socket Mobile, Inc.?

On this page, 2 holders' latest ownership filings report 5% or more of Socket Mobile, Inc.: Bass Charlie (43.6%, Schedule 13D/A, filed 2026-03-31) and Mills Kevin J (7.1%, Schedule 13D/A, filed 2025-10-15).

Who are the largest shareholders of Socket Mobile, Inc.?

By the share each holder's latest filing reports, the largest holders of Socket Mobile, Inc. on this page are Bass Charlie (43.6%) and Mills Kevin J (7.1%).

When did Bass Charlie buy into Socket Mobile, Inc.?

The filings give report dates, not purchase dates. The earliest filing from Bass Charlie on this page is the Schedule 13D/A, filed 2025-10-15, reporting 41.3%; its latest, Schedule 13D/A filed 2026-03-31, reports 43.6%. That earliest filing is itself an amendment, which updates an earlier report.

Is this an audit or a full list?

Neither. The ownership list on this page covers only Schedule 13D and 13G filings, which holders make once they own 5% or more of a class of shares (an amendment can report a stake that has since fallen below 5%); 5 such filings are shown here. It is not an audit and not a full cap table: holders who never reached 5% are not listed, and a stake can change after its latest filing.

Also on the record for Socket Mobile, Inc.

DateRecordFigureOur pageSource
August 5, 2026Leadership change: David Holmes appointed, Director—Leadership changesSource
July 15, 2026Leadership change filing (Form 8-K, Item 5.02)—Leadership changesSource
June 12, 2026Leadership change: David A. Holmes appointed, President and Chief Executive Officer—Leadership changesSource
April 23, 2026Form D, private offering$500K soldForm D pageSource
June 11, 2025Form D, private offering$1.50M soldForm D pageSource
February 14, 2017Court case: Socket Mobile, Inc. v. Cognex Corporation, District Court, D. Delaware—Court recordsSource
April 14, 2013Court case: Wyncomm LLC v. Socket Mobile Inc., District Court, D. Delaware—Court recordsSource
October 15, 2012Court case: Telecomm Innovations LLC v. Socket Mobile Inc., District Court, D. Delaware—Court recordsSource

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Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

Cite this page

Permanent URL: https://mentionfox.com/stakes/socket-mobile
Last updated 2026-11-06
Primary record: SEC filing 1 · SEC filing 2 · SEC filing 3 · SEC filing 4
Who owns 5% or more of Socket Mobile, Inc.? 2 holders at 5% or more, largest Bass Charlie 43.6%. MentionFox, 2026-11-06. https://mentionfox.com/stakes/socket-mobile