Nouveau Monde Graphite Inc.: 5%+ holders

Nouveau Monde Graphite Inc. has 11 Schedule 13D or 13G filings on record since 2025-10-29. 4 holders' latest filing reports 5% or more of common shares, no par value. Each figure below is the holder's own, as filed, with the filing linked.

Holders

Purpose of Transaction (Item 4)

Pallinghurst Graphite International Limited

Item 4 of the Schedule 13D is hereby amended and supplemented by adding the following: On May 15, 2026, NMG completed a USD309.5 million equity financing; this transaction has resulted in Pallinghurst Bond being diluted to below 5.00% on a part-diluted basis and therefore ceasing to be Reporting Person, which has led to the filing of this final Amendment No. 5.Item 4 of the SCHEDULE 13D/A filed 2026-05-29

Canada Growth Fund Inc.

Item 4 of the Schedule 13D is hereby amended and restated in its entirety as follows: CGF entered into a subscription agreement (the Subscription Agreement), dated December 16, 2024, with NMG pursuant to which, on December 20, 2024, CGF purchased, on a private placement basis, 19,841,269 Common Shares of NMG and an additional 19,841,269 Common Shares on exercise of the Warrants, for an aggregate of 39,682,538 Common Shares, for an aggregate subscription price of US$25,000,000 (collectively, the Purchased Shares). The Purchased Shares and Warrant Shares (as defined in the Subscription Agreement) were acquired by CGF for investment purposes in the ordinary course of its business. CGF entered into a subscription agreement, dated April 9, 2026 (the April 2026 Subscription Agreement), with NMG, pursuant to which CGF agreed to purchase, on a private placement basis and subject to NMG shareholder approval, 44,452,460 Common Shares of NMG for an aggregate subscription price of US$81,792,526.40 (the 2026 Private Placement Common Shares). Following shareholder approval at NMG's 2026 annual general meeting of shareholders held on May 13, 2026, the 2026 Private Placement Common Shares were issued. This investment represents approximately 27.6% of the then-outstanding Common Shares, calculated based on 160,826,539 Common Shares issued and outstanding as of March 31, 2026, as reported by NMG in its Form 6-K filed with the SEC on May 12, 2026. The Reporting Persons will evaluate their …The first part of Item 4 of the SCHEDULE 13D/A filed 2026-05-15; the filing has the rest

Eni S.p.A.

Eni International entered into a subscription agreement, dated April 9, 2026 (the "Subscription Agreement"), with the Issuer, pursuant to which Eni International, on May 15, 2026 purchased, on a private placement basis, 38,043,478 Common Shares of the Issuer (the "Purchased Shares") for an aggregate subscription price of US$69,999,999.52. This represents approximately 11.6% of the Issuer's outstanding Common Shares, calculated on the basis of (i) the 160,826,539 Common Shares outstanding as of April 13, 2026, as reported in the Prospectus Supplement filed by the Issuer with the Commission on April 13, 2026, (ii) the 115,847,791 Common Shares issued in the private placement to Eni International and other investors on May 15, 2026 (the "Private Placement") and (iii) the 52,440,000 Common Shares issued pursuant to subscription receipts issued pursuant to the Prospectus Supplement on May 15, 2026. The Purchased Shares were acquired by the Reporting Persons for investment purposes in the ordinary course of business and in consistency with Eni's strategy to diversify its supply chains. The investment in NMG enables Eni to enter the critical minerals value chain through a partnership with a leading company in the sector, while leveraging its distinctive technological know-how. In addition, through this transaction, Eni will have the opportunity to negotiate exclusive supply agreements for graphite and active anode material. The Reporting Persons will evaluate their investment in …The first part of Item 4 of the SCHEDULE 13D filed 2026-05-18; the filing has the rest

Investissement Quebec

Item 4 of the Amended Schedule 13D is hereby amended by adding the following at the end thereof: On May 15, 2026, the Issuer issued to the Reporting Person 33,351,853 Common Shares (the "2026 Private Placement Common Shares") pursuant to a subscription agreement (the "April 2026 Subscription Agreement") dated April 9, 2026. The subscription price for the Common Shares was US$1.84 per Common Share, for an aggregate purchase price of US$61,367,409. The Reporting Person acquired the securities for investment purposes. For so long as the Reporting Person directly or indirectly owns ten percent (10%) of the issued and outstanding Common Shares, the Reporting Person shall be entitled to designate one nominee for election or appointment to the Issuer's Board of Directors. For so long as the Reporting Person directly or indirectly owns twenty percent (20%) of the issued and outstanding Common Shares, the Reporting Person shall be entitled to designate two nominees for election or appointment to the Issuer's Board of Directors. Depending on market conditions and other factors, the Reporting Person may from time to time acquire or dispose of securities of the Issuer in the open market, by private agreement or otherwise, or acquire interests in or enter into related financial instruments involving a security of the Issuer. Except as reported herein, the Reporting Person does not have any plans which related to or would result in: a. The acquisition of additional securities of the …The first part of Item 4 of the SCHEDULE 13D/A filed 2026-05-27; the filing has the rest

Timeline

Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

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