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5%+ stakes · Schedule 13D and 13G

Dtf Tax-Free Income 2028 Term Fund Inc: 5%+ holders

Who has reported owning 5% or more of Dtf Tax-Free Income 2028 Term Fund Inc, from Schedule 13D and 13G filings: each holder's stake as filed, the timeline, and the purpose each 13D states, quoted.

At 5% or more3
Filings4
Latest filing2026-05-15

Dtf Tax-Free Income 2028 Term Fund Inc has 4 Schedule 13D or 13G filings on record since 2025-08-14. 3 holders' latest filing reports 5% or more of common stock. Each figure below is the holder's own, as filed, with the filing linked.

Holders

HolderPercentSharesLatestEvent date
Sit Investment Associates, Inc.13.1%923,460SCHEDULE 13G/A, 2026-03-042026-02-27
Focus Partners Wealth6.8%481,004SCHEDULE 13G, 2026-02-132026-01-01
Almitas Capital LLC5.1%355,089SCHEDULE 13G, 2026-05-152026-03-31
Rivernorth Capital Management, LLC1.51%106,066SCHEDULE 13G/A, 2025-08-142025-06-30

Timeline

FiledHolderPercentFiling
2025-08-14Rivernorth Capital Management, LLC1.51%SCHEDULE 13G/A
2026-02-13Focus Partners Wealth6.8%SCHEDULE 13G
2026-03-04Sit Investment Associates, Inc.13.1%SCHEDULE 13G/A
2026-05-15Almitas Capital LLC5.1%SCHEDULE 13G

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Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

Cite this page

Permanent URL: https://mentionfox.com/stakes/dtf-tax-free-income-2028-term-fund
Last updated 2026-09-27
Primary record: SEC filing 1 · SEC filing 2 · SEC filing 3 · SEC filing 4
Dtf Tax-Free Income 2028 Term Fund Inc 5%+ holders: 3 at 5% or more, largest Sit Investment Associates, Inc. 13.1%. MentionFox, 2026-09-27. https://mentionfox.com/stakes/dtf-tax-free-income-2028-term-fund