Aurelion Inc.: 5%+ holders

Aurelion Inc. has 4 Schedule 13D or 13G filings on record since 2025-10-14. 4 holders' latest filing reports 5% or more of class a ordinary shares, par value $0.000625 per share. Each figure below is the holder's own, as filed, with the filing linked.

Holders

Purpose of Transaction (Item 4)

Antalpha Capital (HK) Limited

The information regarding the Class B PIPE Financing set forth in Item 3 above is incorporated into this Item 4 by reference. Based on the outstanding share capital of the Issuer and assuming full exercise of the 22,222,224 pre-funded warrants outstanding as of the date hereof, Antalpha Capital (HK) Limited beneficially owns approximately 49.0% of the outstanding Class A Ordinary Shares and has approximately 73.1% of the voting power of the Issuer. The Reporting Persons acquired these interests with the intent to exercise control of the Issuer. The Reporting Persons intend to continue actively participating in the Issuer's management and strategic direction. In connection with the Class B PIPE Financing, the Board of Directors of the Issuer (the "Board") approved the issuance of the Class B Ordinary Shares and Class B Ordinary Warrants to be purchased in the Class B PIPE Financing. Concurrently with and upon the closing of the Class B PIPE Financing, Kazuho Komoda, the chief executive officer and chairman of the Board, resigned from the Board and from his position of chief executive officer, the size of the Board was increased from five to six directors, and Antalpha Capital (HK) Limited named two persons to the board. In addition, Zimuyin Jiang transitioned from the chief financial officer to chief accounting officer, and Wei Gao transitioned from chief technical officer to head of private wealth management business. The Issuer plans to rebrand as Aurelion, subject to …The first part of Item 4 of the SCHEDULE 13D filed 2025-10-14; the filing has the rest

Kiara Capital Holding Limited

The information regarding the Transfers set forth in Item 3 above is incorporated into this Item 4 by reference. All of the Class A Ordinary Shares and Class B Ordinary Shares beneficially owned by the Reporting Person, as reported in this Statement, were received and divested in connection with the Repurchase and Issuance. Based on the outstanding share capital of the Issuer and assuming full exercise of the 22,222,224 pre-funded warrants outstanding as of the date hereof, Kiara Capital beneficially owns 14.4% outstanding shares and has 18.9% voting power of the Issuer. Kiara Capital acquired these interests with the intent to exercise control of the Issuer. Kiara Capital intends to continue actively participating in the Issuer's management and strategic direction. Pursuant to the PIPE Financing, the Board of Directors of the Issuer (the "Board") approved the issuance of all the shares and warrants to be purchased in the PIPE Financing and Primary Purchase, and approved the transfer of securities in the Secondary Purchase. Concurrently with and upon the closing of the PIPE Financing, Kazuho Komoda, the chief executive officer and chairman of the Board, resigned from the Board and from his position of chief executive officer, the size of the Board was increased from five to six directors, and two persons were appointed to the Board by Antalpha Capital (HK) Limited. In addition, Zimuyin Jiang transitioned from the chief financial officer to chief accounting officer, and …The first part of Item 4 of the SCHEDULE 13D filed 2025-10-14; the filing has the rest

Tether Global Investments Fund, S.I.C.A.F., S.A.

The information set forth in Item 3 of this Schedule 13D is incorporated by reference in its entirety into this Item 4. Based on the outstanding share capital of the Issuer and assuming full exercise of the 22,222,224 Class A Ordinary Shares issuable upon exercise of the Pre-Funded Warrants, the Reporting Persons beneficially own 21.5% of the outstanding Class A Ordinary Shares, based upon 193,473,175.2 issued and outstanding Class A Ordinary Shares reported as outstanding as of December 31, 2025, which excludes from the 215,695,399.2 Class A Ordinary Shares reported as outstanding as of December 31, 2025 in the Issuer's Form 20-F filed with the Securities and Exchange Commission on January 6, 2026, the 22,222,224 Class A Ordinary Shares issuable upon exercise of the Pre-Funded Warrants pursuant to Rule 13d-3(d)(1)(i)(D). The Reporting Persons hold 1.28% of voting power of all the outstanding ordinary shares of the Company, on the basis that the Reporting Persons hold 41,666,668 Class A Ordinary Shares and no Class B Ordinary Shares, and considering that holders of the Class A Ordinary Shares are entitled to one vote per share while holders of the Class B Ordinary Shares are entitled to 50 votes per share. The Reporting Persons acquired these interests with the intent to exercise control of the Issuer. The Reporting Persons intend to continue actively participating in the Issuer's management and strategic direction, and may from time to time increase (through the …The first part of Item 4 of the SCHEDULE 13D filed 2026-01-21; the filing has the rest

Timeline

Where this comes from

Anyone who comes to own more than 5% of a class of a listed company's voting shares has to tell the SEC. A holder who may seek to change or influence the company files Schedule 13D, and has to say in Item 4, "Purpose of Transaction", what it intends to do. A holder with no such intent, such as many index and passive funds, may file the shorter Schedule 13G. Both are amended when the stake changes, including when it falls below 5%.

Every row here is one of those filings, linked to the filing itself. Percentages and share counts are exactly as the holder filed them, for the holder the filing names; an amendment showing a lower figure is shown as filed. Item 4 text is quoted word for word. Where a 13D's Item 4 contains a sentence stating a definite intent to influence the company, that sentence is marked and quoted; the page does not describe the holder or its motives beyond the words it filed. Nothing here is investment advice.

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